LDR Holding Corporation
|
||
(Name of Issuer)
|
||
$0.001 par value common stock
|
||
(Title of Class of Securities)
|
||
50185U105
|
||
(CUSIP Number)
|
||
December 31, 2013
|
||
(Date of Event Which Requires Filing of this Statement)
|
CUSIP No. 50185U105
|
Page 2 of 14 Pages | |
1.
|
Names of Reporting Persons.
PTV Sciences II, L.P.
I.R.S. Identification Nos. of above persons (entities only).
EIN 20-4736917
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
941,171 (See Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
941,171 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
941,171 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
3.9% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
PN
|
CUSIP No. 50185U105
|
Page 3 of 14 Pages
|
|
1.
|
Names of Reporting Persons.
Pinto Technology Ventures, L.P.
I.R.S. Identification Nos. of above persons (entities only).
EIN 27-0049242
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
1,098,771 (See Item 4)
|
|
7.
|
Sole Dispositive Powe
-0-
|
|
8.
|
Shared Dispositive Power
1,098,771 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,098,771 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
4.6% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
PN
|
CUSIP No. 50185U105
|
Page 4 of 14 Pages
|
|
1.
|
Names of Reporting Persons.
Pinto Technology Ventures GP II, L.P.
I.R.S. Identification Nos. of above persons (entities only).
EIN 20-4736900
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
941,171 (See Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
941,171 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
941,171 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
3.9% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
PN
|
CUSIP No. 50185U105
|
Page 5 of 14 Pages
|
|
1.
|
Names of Reporting Persons.
Pinto Technology Ventures GP, L.P.
I.R.S. Identification Nos. of above persons (entities only).
EIN 27-0049236
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
1,098,771 (See Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
1,098,771 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
1,098,771 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
4.6% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
PN
|
CUSIP No. 50185U105
|
Page 6 of 14 Pages | |
1.
|
Names of Reporting Persons.
Pinto TV GP Company LLC
I.R.S. Identification Nos. of above persons (entities only).
EIN 43-2059018
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
2,039,942 (See Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
2,039,942 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,039,942 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
8.5% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
OO
|
CUSIP No. 50185U105
|
Page 7 of 14 Pages | |
1.
|
Names of Reporting Persons.
Matthew Crawford
I.R.S. Identification Nos. of above persons (entities only).
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
2,039,942 (See Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
2,039,942 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,039,942 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
8.5% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
IN
|
CUSIP No. 50185U105
|
Page 8 of 14 Pages | |
1.
|
Names of Reporting Persons.
Rick Anderson
I.R.S. Identification Nos. of above persons (entities only).
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) £
(b) T
|
|
3.
|
SEC Use Only
|
|
4.
|
Citizenship or Place of Organization
United States
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
5.
|
Sole Voting Power
-0-
|
6.
|
Shared Voting Power
2,039,942 (See Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
2,039,942 (See Item 4)
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,039,942 (See Item 4)
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
|
11.
|
Percent of Class Represented by Amount in Row (9)
8.5% (See Item 4)
|
12.
|
Type of Reporting Person (See Instructions)
IN
|
(a)
|
Name of Issuer:
|
(b)
|
Address of Issuer’s Principal Executive Offices:
|
(a)
|
Name of Person(s) Filing:
|
(b)
|
Address of Principal Business Office or, if none, Residence:
|
(c)
|
Citizenship:
|
PTVS II
|
Delaware
|
PTV
|
Delaware
|
PTV GP II
|
Delaware
|
PTV GP
|
Delaware
|
TV GP
|
Delaware
|
Mr. Crawford
|
U.S. Citizen
|
Mr. Anderson
|
U.S. Citizen
|
(d)
|
Title of Class of Securities:
|
(e)
|
CUSIP Number: 50185U105
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
Item 4.
|
Ownership.
|
Reporting
Persons (1)
|
Shares
Held
Directly
|
Sole
Voting
Power
|
Shared
Voting
Power
|
Sole
Dispositive
Power
|
Shared
Dispositive
Power
|
Beneficial
Ownership
|
Percentage
of Class
(2)
|
PTVS II
|
941,171
|
0
|
941,171
|
0
|
941,171
|
941,171
|
3.9%
|
PTV
|
1,098,771
|
0
|
1,098,771
|
0
|
1,098,771
|
1,098,771
|
4.6%
|
PTV GP II
|
0
|
0
|
941,171
|
0
|
941,171
|
941,171
|
3.9%
|
PTV GP
|
0
|
0
|
1,098,771
|
0
|
1,098,771
|
1,098,771
|
4.6%
|
TV GP
|
0
|
0
|
2,039,942
|
0
|
2,039,942
|
2,039,942
|
8.5%
|
Mr. Crawford
|
0
|
0
|
2,039,942
|
0
|
2,039,942
|
2,039,942
|
8.5%
|
Mr. Anderson
|
0
|
0
|
2,039,942
|
0
|
2,039,942
|
2,039,942
|
8.5%
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certification.
|
PTV Sciences II, L.P.
|
|||
By:
|
Pinto Technology Ventures GP II, L.P
|
||
its General Partner
|
|||
By: |
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto Technology Ventures GP II, L.P.
|
|||
its General Partner
|
|||
By:
|
Pinto TV GP Company LLC
|
||
its General Partner | |||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto Technology Ventures, L.P.
|
|||
By:
|
Pinto Technology Ventures GP, L.P.
|
||
its General Partner
|
|||
By:
|
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto Technology Ventures GP, L.P.
|
|||
its General Partner
|
|||
By:
|
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto TV GP Company LLC
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
/s/ Matthew Crawford
|
|||
Matthew Crawford
|
|||
/s/ Rick Anderson
|
|||
Rick Anderson
|
PTV Sciences II, L.P.
|
|||
By:
|
Pinto Technology Ventures GP II, L.P.
|
||
its General Partner
|
|||
By:
|
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto Technology Ventures GP II, L.P.
|
|||
its General Partner
|
|||
By:
|
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto Technology Ventures, L.P.
|
|||
By:
|
Pinto Technology Ventures GP, L.P.
|
||
its General Partner
|
|||
By:
|
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
Pinto Technology Ventures GP, L.P.
|
|||
its General Partner
|
|||
By: |
Pinto TV GP Company LLC
|
||
its General Partner
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
Pinto TV GP Company LLC
|
|||
By:
|
/s/ Matthew Crawford
|
||
Name:
|
Matthew Crawford
|
||
Title:
|
Manager
|
||
/s/ Matthew Crawford
|
|||
Matthew Crawford
|
|||
/s/ Rick Anderson
|
|||
Rick Anderson
|